CIRCULARS/NOTIFICATIONS/FORMS

SEBI Circular
- SMART ODR PORTAL (Securities Market Approach for Resolution Through ODR Portal).Link : https://smartodr.in/login
- FAQ on Investor Service Request - 24.01.2024
- Simplified Norms for processing investor’s Details vide SEBI Circular dated 17.11.2023
- MAY 25 SEBI CIRCULAR TPA (TRIPARTILE AGREEMENT)
- Master Sebi Circular - SEBI DATED 17.05.2023
- CERTIFICATE FROM PRACTICISING CO SECRETARY - SEBI CIRULCAR DATE 16.3.2023 (POINT 17)
- SEBI CIRCULAR DATED 16.3.2023 KYC NORMS
- CERTIFICATE OF COMPLIANCE - MARCH 16, 2023
- SEBI CIRCULAR DATED 27.1.2023 - Generating Awareness of Availability Dispute Resolution
- SEBI CIRCULAR DATED 30.12.2022
- SEBI Circular Dated 25.5.22 LSC
- SEBI CIRCULAR DATED 18.5.22
- SEBI Circular Dated 18.5.22 Transmission of Securities
- SEBI CIRCULAR DATED 18.5.2022 TRANSMISSION SECURUTIES
- FORM ISR 4 - Request for Issue of Duplicate Share Certificate and other Service Request (SEBI Circular Dated 25.1.2022)
- SEBI Circular Dated 26. 11.2021 publishing Investor Charter and Disclosure of complaints as of 31.12.2022
- Publishing Investor Charter and Disclosure of Complaints - Section VIII, dated Nov 26, 2021
- Investor Charter,SEBI Circular dated 26th Nov 21
- Form ISR-3 - New Declaration form for Opting-out of Nomination (SEBI Circular dated Nov 3,2021)
- Form SH-14 - New Cancellation or Variation of Nomination ( SEBI Circular dated Nov 3,2021)
- Form ISR-2 – New Confirmation of Signature of Securities Holder (SEBI Circular dated Nov 3,2021)
- Form ISR-1 – New Request for Registering PAN, KYC Details or Changes Updation (SEBI Circular dated Nov 3,2021)
- Form SH-13 - New Nomination Form (SEBI Circular dated Nov 3,2021)
As per Recent Circular, SEBI/HO/OIAE_IAD – 1/P/CIR/2023/131 Date 31-July -23 and SEBI Master Circular Dated Aug 4, 2023, SEBI has launched SMART ODR PORTAL (Securities Market Approach for Resolution Through ODR PORTAL) for Online Resolution of disputes in the Indian Securities Market.
File a Dispute through online Dispute Resolution portal in case of non-resolution of grievance by the intermediary within the specified times SMARTODR
FOR More information on online Resolution of Disputes in the Indian Securities Market, refer to SEBI circular